Endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophageal reflux disease (interventional procedures consultation)

NATIONAL INSTITUTE FOR HEALTH AND CLINICAL EXCELLENCE

Interventional Procedure Consultation Document

Endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophageal reflux disease

Gastro-oesophageal reflux disease is caused by backward movement (reflux) of the stomach contents into the oesophagus. This occurs when the ring of muscles at the lower end of the oesophagus fails to work properly. This procedure aims to stop the reflux by implanting material to bulk out the sides of the oesophagus.


The National Institute for Health and Clinical Excellence is examining endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophageal reflux disease and will publish guidance on its safety and efficacy to the NHS in England, Wales, Scotland and Northern Ireland. The Institute's Interventional Procedures Advisory Committee has considered the available evidence and the views of Specialist Advisers, who are consultants with knowledge of the procedure. The Advisory Committee has made provisional recommendations about endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophageal reflux disease.

This document summarises the procedure and sets out the provisional recommendations made by the Advisory Committee. It has been prepared for public consultation. The Advisory Committee particularly welcomes:

  • comments on the preliminary recommendations
  • the identification of factual inaccuracies
  • additional relevant evidence.

Note that this document is not the Institute's formal guidance on this procedure. The recommendations are provisional and may change after consultation.

The process that the Institute will follow after the consultation period ends is as follows.

  • The Advisory Committee will meet again to consider the original evidence and its provisional recommendations in the light of the comments received during consultation.
  • The Advisory Committee will then prepare draft guidance which will be the basis for the Institute's guidance on the use of the procedure in the NHS in England, Wales, Scotland and Northern Ireland.

For further details, see the Interventional Procedures Programme manual, which is available from the Institute's website (www.nice.org.uk/ipprogrammemanual).

Closing date for comments: 27 March 2007
Target date for publication of guidance: June 2007


Note that this document is not the Institute's guidance on this procedure. The recommendations are provisional and may change after consultation.


1 Provisional recommendations
1.1 Current evidence on endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophogeal reflux disease (GORD) is limited and raises concerns about the procedure's safety. The evidence on its efficacy does not appear adequate. Therefore, this procedure should not be used without special arrangements for consent and for audit.
1.2

Clinicians wishing to undertake endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of GORD should take the following actions.

? Inform the clinical governance leads in their Trusts.

? Ensure that patients understand the uncertainty about the procedure's safety and efficacy and provide them with clear written information. In addition, use of the Institute's information for patients ('Understanding NICE guidance') is recommended (available from www.nice.org.uk/IPGXXXpublicinfo). [[details to be completed at publication]]

? Audit and review clinical outcomes of all patients having endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of GORD (see section 3.1).

1.3

Any adverse events resulting from the procedure should be reported to the Medicines and Healthcare products Regulatory Agency (MHRA).

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2 The procedure
2.1 Indications
2.1.1

GORD is caused by failure of the sphincter mechanism at the lower end of the oesophagus. It is commonly associated with hiatus hernia.

2.1.2 Symptoms of GORD include heartburn and retrosternal chest pain, regurgitation, waterbrash, respiratory symptoms, dysphagia and odynophagia (painful swallowing).
2.1.3

Mild symptoms of GORD can be managed with lifestyle modification and pharmacological therapy, which are effective in most patients. However, anti-reflux surgery may be required for those with refractory symptoms or persistent oesophagitis.

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2.2 Outline of the procedure
2.2.1 The procedure is usually carried out under sedation on an outpatient basis. The aim is to strengthen the lower oesophageal sphincter mechanism by implantation of one or more prostheses. An endoscope and implant delivery mechanism (comprising needle, trocar, dilator and delivery sheath) are inserted into an overtube, a tubular device with a shelf or notch near its tip. The overtube is guided to the gastro-oesophageal junction and suction applied, pulling a fold of the oesophageal wall into the shelf of the overtube. Saline is injected into this fold to create a space within the submucosa, and a hydrogel prosthesis is implanted. Suction is released and the overtube is rotated to the next location on the oesophageal wall. The prosthesis absorbs water and expands fully within 24 hours, bulking out the oesophageal wall.

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2.3 Efficacy
2.3.1

In one case series (n = 69), GORD/heartburn-related quality-of-life (GORD-HRQL) scores improved significantly, from 24 at baseline (n = 64) to 5 at 6 months (n = 53; p < 0.05).="" similarly,="" regurgitation="" scores="" improved,="" from="" 16="" at="" baseline="" (n="55)" to="" 2="" at="" 6="" months="" (n="49;" p="">< 0.05).="" physical="" aspects="" of="" quality-of-life="" (as="" measured="" by="" the="" sf-36="" health="" survey)="" improved="" significantly="" over="" 6="" months="" (from="" 43="" at="" baseline="" [n="60]" to="" 52="" at="" 6="" months="" [n="57];" p="">< 0.05),="" but="" the="" mental="" component="" of="" quality-of-life="" did="" not="" change="" significantly="" (from="" 49="" at="" baseline="" [n="60]" to="" 50="" at="" 6="" months="" [n="">

2.3.2 A case series of nine patients also reported improvement in mean GORD-HRQL score from 35.5 at baseline to 9.4 at 6-month follow-up (p < 0.01).="">
2.3.3

In the case series of 69 patients oesophagitis was reported to be present at baseline in 58% of patients (39/67) and at 6 months in 32% (17/53).

2.3.4 In the case series of nine patients, acid exposure time of the distal oesophagus decreased in all patients but only reached normal levels (defined as below pH 4 for less than 4% of the time) in three. In the case series of 69 patients, acid exposure data were available for 45 patients. Only 40% of these (18/45) had a normal pH level (using the same definition as above) at 6 months. For more details, refer to the sources of evidence (see appendix).
2.3.5

The Specialist Advisers expressed uncertainty as to whether the procedure has a long-lasting effect. They commented that few patients have shown a sustained reduction in objective measures of GORD, such as oesophageal acid exposure, after the procedure.

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2.4 Safety
2.4.1

The case series of 69 patients reported safety outcomes. One patient's pharynx was perforated during overtube insertion, requiring a week of inpatient care but surgical intervention was not required. In this case series the most common complication reported was erosion of the prosthesis into the oesophagus which occurred in 22% (15/67) of patients by 6 months. For more details, refer to the sources of evidence (see appendix).

2.4.2 The Specialist Advisers listed potential complications as pharyngeal perforation, mucosal erosion and migration of the device.
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3 Further information
3.1 This guidance requires that clinicians undertaking the procedure make special arrangements for audit. The Institute has identified relevant audit criteria and is developing an audit tool (which is for use at local discretion), which will be available when the guidance is published.
3.1 NICE has issued a clinical guideline on dyspepsia (www.nice.org.uk/CG017), interventional procedures guidance on endoscopic injection of bulking agents for GORD (www.nice.org.uk/IPG055), and endoluminal gastroplication for GORD (www.nice.org.uk/IPG115).

 

 

Bruce Campbell
Chairman, Interventional Procedures Advisory Committee
March 2007

Appendix: Sources of evidence

The following document, which summarises the evidence, was considered by the Interventional Procedures Advisory Committee when making its provisional recommendations.

  • 'Interventional procedure overview of endoscopic augmentation of the lower oesophageal sphincter using hydrogel implants for the treatment of gastro-oesophageal reflux disease', January 2007.
Available from: www.nice.org.uk/ip387overview.

This page was last updated: 30 March 2010