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    9 Interpreting the evidence and writing the guideline

    During the development of a guideline, the following information is produced:

    • the recommendations

    • any recommendations for research

    • the reason the committee made the recommendations and their likely impact on practice or services (the rationale and impact sections of the guideline)

    • the context explaining the need for the guideline recommendations or reason for updating existing recommendations

    • a summary of key messages for the public

    • information about updates to published recommendations

    • structured summaries of the committee's discussions

    • summaries of the evidence – with details of analysis and any modelling

    • the methods used for developing the recommendations – highlighting the reasons for options chosen, and any deviations from the methods and processes described in this manual.

    This chapter gives guidance on how the committee should interpret the evidence and decide what recommendations to make.

    The committee discussions and details about the evidence are recorded in the evidence reviews. The evidence review template explains how this should be done.

    Exactly how we organise and present the information is likely to change in future.

    9.1 Interpreting the evidence

    Using the evidence

    Evidence reviews summarise the evidence selected from the results of evidence searches. Depending on the topic and type of evidence, they may include GRADE tables, GRADE-CERQual tables or evidence statements. These describe the number, type and quality of the studies for each review question.

    Developing evidence-based recommendations involves:

    • using evidence while accepting that there is uncertainty about what is likely to happen because of implementing a recommendation

    • drawing on theory or methodological principles.

    When discussing the evidence, the committee should consider the following:

    • the outcomes that matter most (including to people using the service)

    • the quality of the evidence

    • benefits and harms of any interventions

    • cost effectiveness and resource use.

    A key element in reviewing the evidence is weighing up the magnitude and importance of the benefits and harms of an intervention, and the potential for unintended consequences. This may be done qualitatively (for example, 'the evidence of a reduction in medicines errors in care homes outweighed a small increase in staff workload and resources') or quantitatively (using a decision model).

    The committee should assess the extent to which the effects observed in any clinical trials are representative of what would happen in the real world.

    The committee should ensure that the evidence reviews are a fair summary of the evidence and should discuss any uncertainties in the evidence.

    They also need to consider whether the evidence review has addressed equality issues.

    Economic evidence

    The committee should discuss cost effectiveness at the same time as clinical effectiveness when formulating recommendations. This may be done informally or may be more formal and include economic modelling (see chapter 7 on incorporating economic evaluation).

    If several interventions are being considered that are equal in terms of clinical effectiveness, the committee should sequence them in terms of their cost effectiveness.

    Indirect evidence

    Sometimes, when there is no evidence directly relevant to a specific population or setting, indirect evidence from other populations or settings may be considered. For example, a review of systems for managing medicines in care homes for people with dementia may identify good practice that is relevant in other care home settings.

    The use of indirect evidence must be considered carefully by the committee, with explicit consideration of the features of the condition or interventions that allow extrapolation to a different context or population.

    This also applies when extrapolating findings from evidence in different care settings (for example, between primary and secondary care). The committee should consider any similarities in case mix, staffing, facilities and processes, and any limitations.

    Other factors to consider

    In addition to the evidence included in the evidence review, the committee should take account of other types of information, including:

    They should also ensure that it will be feasible to put the recommendations into practice. As well as the sources above, committees can use other approaches to do this - see chapter 10 on the validation process for draft guidelines, and dealing with stakeholder comments and appendix B on approaches to additional consultation and commissioned primary research.

    The committee should consider the extent to which a change in practice will be needed to implement a recommendation. They should consider the need for staff training, policy levers and funding streams, and the possible need for carefully controlled implementation with, for example, training programmes. This should be summarised in the guideline and documented in any resources to support implementation.

    They should take account of the principles that guide the development of NICE guidance and standards and be explicit about the value judgements they make. The report on ethical issues in public health by the Nuffield Council on Bioethics provides useful guidance.

    There are additional considerations when making recommendations about medicines, such as licensing and national medicines safety advice. The NICE medicines optimisation team can advise on any medicines-related issues. See the section on recommendations on medicines for further details.

    Deciding what recommendations to make

    The committee works with a multidisciplinary team at NICE, to agree the recommendations and write the guideline content.

    Sometimes recommendations are made because of a legal duty or because the consequences of not following a course of action are extremely serious. If there is a legal duty, the recommendation should build on the law or statutory guidance rather than simply recommending users to follow it or repeating it.

    The committee should use its judgement to decide what the evidence means in the context of the guideline and decide what recommendations can be made to practitioners, commissioners of services or others.

    They should decide what action to recommend and keep in mind which sectors (including which practitioners or commissioners within those sectors) should act on the recommendations.

    They should consider whether recommendations can be formulated to advance equality in health outcomes (for example, by making access more likely for certain groups, or by tailoring the intervention to specific groups). At the very least, they should ensure new recommendations will not worsen health inequalities. This means ensuring everyone who needs to access a service can do so.

    See table 1 for a list of areas where NICE does not usually make recommendations.

    See also the section on recommendations on medicines.

    Table 1: Types of recommendations we don't usually make

    Topic area

    What to do instead

    Exceptions

    General good practice about communication with people and their families and carers, covered in foundational guidelines

    Link to the relevant foundational guideline:

    patient experience in adult NHS services

    service user experience in adult mental health

    people's experience in adult social care services

    shared decision making

    babies, children and young people's experience of healthcare

    If there is evidence of issues specific to the topic of the guideline recommendations

    Repeating recommendations from another NICE guideline

    Link to the other guideline (see chapter 8 on linking to other guidance)

    If linking back and forwards to specific recommendations would be cumbersome for users

    Recommendations on general lifestyle advice

    Link to relevant public health guidelines (examples and standard are in the template)

    Recommendations on good practice or general principles of care that are not linked to review questions or evidence

    If there is evidence and a strong rationale to include a recommendation specific to the topic of the guideline recommendations

    Clinical audit and performance management in areas that are the responsibility of other organisations (such as the Care Quality Commission)

    Prescribing information covered by the BNF (for example, dosing, monitoring, adverse effects, contraindications)

    Covered by the BNF

    If there is evidence that a particular medicine is often prescribed inappropriately, or the prescribing information is fundamental to understanding the recommendation

    Prescribing information if it is not in the BNF or there's evidence it needs updating

    NICE medicines adviser will work with the BNF to update content in line with evidence if needed

    Content not covered by the BNF (for example, a specialist topic)

    National patient safety advice on medicines

    NICE medicines adviser will work with the MHRA if needed

    If there is a significant safety risk and clear evidence that safety advice is not routinely implemented in practice, if the recommendation will not make sense without the information

    Training or competency in areas that are the responsibility of professional bodies

    The implementation team can work with professional bodies to identify training needs

    Service configuration or service delivery

    Following laws or statutory guidance

    Build on the law or statutory guidance rather than simply repeating it.

    Conceptual framework or logic model

    When the committee is developing its recommendations, it should consider any relevant conceptual frameworks or logic models because these may help to identify practical issues for recommendations that will change practice.

    Deciding on the strength of recommendations

    The concept of the 'strength' of a recommendation (Guyatt et al. 2008) is key to translating evidence into recommendations. This considers the quality of the evidence but is conceptually different.

    If the committee concludes, based on the evidence, that the benefits of an intervention clearly outweigh the harms and the intervention is likely to be cost effective, they should make a strong recommendation in favour of the intervention.

    If the committee concludes, based on the evidence, that there is a closer balance between benefits and harms, and believe some people would not choose an intervention whereas others would, they should make a weak recommendation.

    NICE reflects the strength of the recommendation in the wording (see the section on wording the recommendations).

    What to do if there is little evidence of difference between interventions

    There might be little evidence of differences in effectiveness or cost effectiveness between interventions. In this case, all effective or cost-effective interventions may be recommended.

    Interventions that are not cost effective should not usually be offered.

    Considerations about equity may affect whether to recommend the intervention (see the section on approaches to original economic evaluation in the chapter on incorporating economic evaluation).

    What to do if there is insufficient evidence

    If published evidence of efficacy or effectiveness for an intervention is lacking, low quality, or uncertain, the committee may use its clinical experience and knowledge to do 1 of the following:

    • make a 'consider' recommendation

    • recommend that the intervention is used only in the context of research

    • make a strong recommendation to offer or not offer the intervention

    • decide not to make a recommendation, and make a recommendation for research (see the section on formulating research recommendations)

    • decide not to make a recommendation or a recommendation for research (they should include a rationale for this decision in the guideline).

    The principles in the section on wording the recommendations should be used.

    When to remove recommendations

    The committee should also assess whether, when recommending an intervention, they are able to remove recommendations for other interventions because they have been superseded by the new one.

    When to make 'do not offer' recommendations

    Reasons for the committee to make a 'do not offer' recommendation include:

    • the intervention has no reasonable prospect of providing cost-effective benefits

    • stopping the intervention is not likely to cause harm

    • potential harms outweigh the potential benefits

    • good-quality clinical evidence shows a lack of efficacy or effectiveness

    • there is a lack of evidence of efficacy or effectiveness for an intervention, or the quality of the evidence is too low or too uncertain

    • the intervention has a safety issue or warning from the MHRA.

    When to make 'only in research' recommendations

    The committee can make an 'only in research' recommendation if the necessary research can realistically be set up or is already planned, or people using services are already being recruited for a study. The following outcomes may also apply:

    • the intervention should have a reasonable prospect of providing cost-effective benefits to people using services

    • there is a real prospect that the research will inform NICE guidelines.

    9.2 Recommendations on medicines

    When making decisions about treatment options, users of our guidelines are expected to take note of prescribing information, such as contraindications, warnings, safety advice and any monitoring requirements for a medicine. This is available in the British National Formulary (BNF)or BNF for Children (BNFC), as well as the medicine's summary of product characteristics (available on the electronic medicines compendium). For more information on prescribing, see NICE's webpage on making decisions using NICE guidelines.

    Prescribing information

    Prescribing information includes dosage, duration of treatment, monitoring requirements, contraindications, cautions and adverse effects. NICE does not usually include prescribing information in its recommendations though there are some exceptions to this. See table 1 for details.

    National medicines safety advice

    National medicines safety advice includes national patient safety alerts and the MHRA's drug safety updates. NICE does not usually include patient safety information in its recommendations though there are some exceptions to this. See table 1 for details.

    Antimicrobials and antimicrobial stewardship

    Recommendations on antimicrobials should:

    • take account of antimicrobial resistance and the principles of good antimicrobial stewardship

    • name the specific antibiotic or class of antibiotics being recommended

    • include information on reviewing and stepping down treatment when recommending intravenous or prophylactic antibiotics.

    Guidelines that cover antimicrobial prescribing may include prescribing tables that detail choice of antimicrobials, dosages, duration of treatment and routes of administration (for an example of an antimicrobial prescribing table, see the section on choice of antibiotic in NICE's guideline on Clostridioides difficile infection).

    Off-label use of licensed medicines

    Recommendations are usually about using medicines within their licensed indications. However, there are clinical situations in which recommending an off-label use of a licensed medicine may be in the best clinical interests of the person, in line with the MHRA guidance (see appendix 2 of the MHRA guidance on the supply of unlicensed medicinal products). For example, this may happen if the clinical need cannot be met by a licensed product and there is enough evidence or experience of using the medicine to support its safety and efficacy.

    Dosage information for off-label use of a licensed medicine is not usually included in the SPC. If off-label use is being recommended, NICE should check whether there is any relevant dosage information in the BNF or BNF for Children. If there is none, NICE should work with the BNF to add the necessary information.

    Unlicensed medicines

    The MHRA states that: If a UK licensed medicine can meet the person's clinical need (even if it is used off-label), it should be recommended instead of an unlicensed product. An unlicensed medicine should not be recommended if a product available and licensed within the UK could be used to meet the person's clinical need.

    Committees should take account of the MHRA guidance (see appendix 2 of the MHRA guidance on the supply of unlicensed medicinal products) when making recommendations but consider each situation on its own merit.

    Medical devices, including off-label use

    Recommendations are usually about using devices within the terms of the instructions for their use. However, there are clinical situations in which the off-label use of a device may be in the best interests of the person. For example, when using a device outside the time period specified in the instructions for use.

    Committees should take account of the MHRA guidance on the off-label use of medical devices.

    9.3 Recording the committee's discussion and rationale for the recommendations

    The record of the committee's discussion should explain clearly how they moved from the evidence to each recommendation, and document how any issues influenced their decision-making.

    The rationale and impact section for each recommendation (or group of recommendations) should briefly explain the committee's reason for making the recommendations and record their views on any likely impact of the recommendations on practice or services.

    The committee's justifications for the strength of the recommendation should be summarised in the rationale and fully explained in the committee discussion of the relevant evidence review.

    In most cases the committee reaches decisions through a process of informal consensus, but sometimes formal voting procedures are used. The proceedings should be recorded, and a clear statement made about the factors considered and the methods used to achieve consensus. This ensures that the process is as transparent as possible. A structured summary of the generic and specific issues considered, and the key deliberations should be included.

    9.4 Wording the recommendations

    This section gives the key principles of writing recommendations. Following these principles helps ensure that recommendations meet user needs. The NICE content editor works with the rest of the development team and committee throughout guideline development to ensure that recommendation wording reflects the committee's intent and is clear and easy to follow.

    The recommendations should be in line with NICE's style and principles, and accessibility regulations.

    For information on NICE style, and using clear English and person-centred language, see NICE's style guide and guide on writing for NICE.

    For information on accessibility, see NICE's webpage on accessibility and document on accessibility changes: notes for developers.

    Focus on the action and what readers need to know

    Recommendations should be clear about what needs to be done, without the reader having to read the rationale or committee's discussion in the evidence review. When writing recommendations, keep in mind the following:

    • a reader asking, 'What does this mean for me?'

    • how a healthcare professional will be able to implement them with an individual person, in a way that supports shared decision making.

    Include only 1 action per recommendation or bullet point unless it is clearer to include a closely linked action in the same recommendation.

    Be specific about actions and use direct instructions in recommendations wherever possible because these are easier to follow. Recommendations should start with a verb such as 'offer' (or 'do not'), 'consider', 'measure', 'advise', 'discuss', 'ask about'.

    Exceptions to this principle include:

    • Recommendations that specify who should take action, or cover service organisation. For example: A multidisciplinary team should provide care.

    • Recommendations that use 'must' or 'must not' (because of a legal duty or serious consequences of not following the recommendation).

    • Recommendations to take different actions in certain circumstances or for specific populations. For example: If there is evidence of heart failure, offer a thiazide-like diuretic.

    Think carefully about how much detail to include. Recommendations should be clear and concise. Including a lot of detail can reduce the impact and make them harder to understand.

    The content and measurability of any related NICE quality standard will be affected by the clarity and precision of recommendation wording. If possible, be clear when interventions should take place.

    Reflect the strength of the recommendation

    In recommendations on actions that should (or should not) be offered, use directive language such as 'offer' (or 'do not offer'), 'advise', or 'ask about'. In keeping with the principles of shared decision making, people may choose whether to accept what they are offered or advised.

    If there is a closer balance between benefits and harms (activities or interventions that could be used), use 'consider'.

    If there is a legal duty to apply a recommendation, or the consequences of not following a recommendation are extremely serious, the recommendation should use 'must' or 'must not' and be worded in the passive voice.

    Use 'person-centred', precise, concise, clear English

    Key principles include using language that is person-centred, using clear and consistent wording, and using bullet lists and tables if they make recommendations easier to follow.

    Language that is person-centred acknowledges the experience of people who are directly affected by the recommendations (and family members, carers or advocates), and their role in decision making. For more information see the section on talking about people in the NICE style guide.

    9.5 Supporting shared decision-making

    Identify preference-sensitive decision points

    Guidelines should be written to support shared decision-making between people and their health or social care practitioners (see the recommendations on supporting people to make decisions about their care in the NICE guidelines on shared decision making, patient experience in adult NHS services, service user experience in adult mental health, people's experience in adult social care services, multimorbidity and babies, children and young people's experience of healthcare).

    The committee should identify recommendations where someone's values and preferences are likely to be particularly important in their decision about the best course of action for them.

    These 'highly preference-sensitive decision points' occur when the committee recommends 2 or more options that deliver similar outcomes but have different types of harms and benefits or different practicalities (such as a choice between medicine and surgery, or differing burden of treatment) that people may value differently.

    Alternatively, a highly preference-sensitive decision point may occur if the choice between 1 or more investigation, treatment or care options and 'doing nothing new or different' is finely balanced.

    These decision points may be identified as early as the guideline scoping stage, or when the committee reviews the evidence.

    Summarise information to support decisions

    When a highly preference-sensitive decision point is identified, create a summary of the evidence to make it easy for professionals and practitioners to discuss the options with the person.

    Base the summary on the evidence reviews underpinning the recommendations, and using the BRAN (benefits, risks, alternatives, nothing) format explain the:

    • benefits of each recommended option

    • risks and consequences of each option (including adverse effects and consequences of treatment such as the need for regular monitoring with warfarin, or implications for driving with insulin treatment)

    • alternatives to the main option(s)

    • option of doing nothing new or different – what might happen it I decide against the option(s) and remain on my current treatment (if any).

    NICE medicines advisers can help with questions such as how to apply BRAN to a particular decision point, and how much information to include on adverse effects of treatments.

    Occasionally, NICE will develop an additional decision aid (see chapter 12 on resources to support putting the guideline into practice and the NICE decision aid process guide).

    9.6 Formulating recommendations for research

    The committee is likely to identify areas for which there are uncertainties or for which robust evidence is lacking.

    The committee should select up to 5 key recommendations for research that are likely to inform future decision-making (based on a systematic assessment of gaps in the current evidence base).

    They can also make other recommendations for research. These will be listed in the guideline after the key recommendations for research but will be of lower priority.

    The committee should justify why they have made a recommendation for research when there was uncertainty or a lack of evidence and document this justification.

    For further information see the NICE research recommendations process and methods guide.

    9.7 References and further reading

    Alonso-Coello P, Oxman AD, Moberg J et al. for the GRADE working group (2016) GRADE Evidence to Decision (EtD) frameworks: a systematic and transparent approach to making well informed healthcare choices. 2: Clinical practice guidelines. BMJ 353: i2089

    Claxton K, Sculpher MJ (2006) Using value of information analysis to prioritise health research: some lessons from recent UK experience. Pharmacoeconomics 24: 1055–68

    Glasziou P, Del Mar C, Salisbury J (2003) Evidence-based medicine workbook. London: British Medical Journal Books

    Guyatt GH, Oxman AD, Vist GE et al. for the GRADE working group (2008) GRADE: an emerging consensus on rating quality of evidence and strength of recommendations. BMJ 336: 924 (see also the GRADE website)

    Joint Royal College of Paediatrics and Child Health/Neonatal and Paediatric Pharmacists Group Standing Committee on Medicines (2013) The use of unlicensed medicines or licensed medicines for unlicensed applications in paediatric practice

    Kelly MP, Moore TA (2012) The judgement process in evidence-based medicine and health technology assessment. Social Theory and Health 10:1–19

    Michie S, Johnston M (2004) Changing clinical behaviour by making guidelines specific. British Medical Journal 328: 343–5

    Nuffield Council on Bioethics (2007) Public health: ethical issues. London: Nuffield Council on Bioethics

    Sackett DL, Straus SE, Richardson WS (2000) Evidence-based medicine: how to practice and teach EBM. Edinburgh: Churchill Livingstone

    Schünemann HJ, Mustafa R, Brozek J et al. for the GRADE working group (2016) GRADE Guidelines: 16. GRADE evidence to decision frameworks for tests in clinical practice and public health. Journal of Clinical Epidemiology 76: 89–98

    Scottish Intercollegiate Guidelines Network (2019) SIGN 50. A guideline developer's handbook, revised edition. Edinburgh: Scottish Intercollegiate Guidelines Network

    Tannahill A (2008) Beyond evidence – to ethics: a decision making framework for health promotion, public health and health improvement. Health Promotion International 23: 380–90

    Weightman A, Ellis S, Cullum A et al. (2005) Grading evidence and recommendations for public health interventions: developing and piloting a framework. London: Health Development Agency

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